Paul David Kasischke

CRD 4210647 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Paul D Kasischke

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (14): Arizona · California · District Of Columbia · Florida · Illinois · Indiana · Kentucky · Michigan · Minnesota · New York · North Carolina · Texas · Washington · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · IA capacity

Jul 27, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chicago, IL · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2008 → Jul 7, 2023
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2008 → May 15, 2012
J.P. Morgan Securities Inc.
BD capacity

Apr 11, 2007 → Oct 1, 2008
J. P. Morgan Securities Inc.
IA capacity

Apr 5, 2007 → Oct 1, 2008
Deutsche Investment Management Americas Inc.
IA capacity

Mar 14, 2003 → Jun 17, 2005
Scudder Distributors, Inc.
BD capacity

Aug 2, 2000 → Jun 17, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4210647 ↗ FINRA BrokerCheck record for CRD 4210647 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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