Chad William Agnew

CRD 4211683 · Charles Schwab & Co., Inc. · Oak Brook, IL

IA RegisteredBroker

Also appears in the source record as: Chad W Agnew; Chad Agnew

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 7Series 6Series 10Series 9Series 24Series 66Series 65Series 63
Registered states (39): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Oak Brook, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Oak Brook, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Oak Brook, IL · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Oak Brook, IL · BC capacity

Apr 3, 2023 → May 19, 2024
Td Ameritrade, Inc.
Chicago, IL · IA capacity

Apr 24, 2017 → Dec 20, 2018
Td Ameritrade Investment Management, LLC
Chicago, IL · IA capacity

Apr 24, 2017 → Dec 20, 2018
Scottrade, Inc.
Schaumburg, IL · BC capacity

Nov 8, 2016 → Apr 18, 2017
Goldman, Sachs & Co.
New York, NY · BC capacity

Dec 14, 2009 → Jun 27, 2016
Deutsche Investment Management Americas Inc.
Chicago, IL · IA capacity

Apr 28, 2003 → Dec 17, 2009
Dws Investments Distributors, Inc
Chicago, IL · BC capacity

Jul 24, 2000 → Dec 17, 2009

Source & corrections

Where this page comes from

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