David Michael Korte
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 65Series 63
- Registered states (48)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4213303 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (11)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Chase Investment Services Corp.Tampa, FL · IA capacityOct 14, 2011 → Oct 1, 2012
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Chase Investment Services Corp.Tampa, FL · BC capacityJul 6, 2005 → Oct 1, 2012
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Banc One Securities CorporationSarasota, FL · IA capacityFeb 22, 2005 → Jul 29, 2005
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Banc One Securities CorporationChicago, IL · BC capacityFeb 18, 2005 → Jul 6, 2005
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Raymond James Financial ServicesTemple Terrace, FL · IA capacitySep 30, 2003 → Feb 9, 2005
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Raymond James Financial Services, Inc.St. Petersburg, FL · BC capacitySep 19, 2003 → Feb 9, 2005
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American Express Financial Advisors, Inc.Tampa, FL · IA capacityAug 2, 2000 → Oct 6, 2003
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Ids Life Insurance CompanyMinneapolis, MN · BC capacityJul 27, 2000 → Oct 6, 2003
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American Express Financial Advisors Inc.Minneapolis, MN · BC capacityJul 27, 2000 → Oct 6, 2003
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.