Jimi Scott Clark

CRD 4214101 · Charles Schwab & Co., Inc. · Westlake, TX

BrokerRegistration inactive

Also appears in the source record as: Jimi Clark

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (7): Series 7TOSIESeries 7Series 10Series 9Series 63Series 65
Registered states (1): Texas
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4214101 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Westlake, TX · BC capacity

Jul 24, 2019 → Dec 31, 2023
Strategic Advisers, Inc.
Geneva, IL · IA capacity

Aug 3, 2016 → Sep 21, 2016
Fidelity Brokerage Services LLC
Geneva, IL · BC capacity

Jul 25, 2016 → Sep 20, 2016
Usaa Financial Planning Services
Addison, TX · IA capacity

Sep 13, 2013 → Jul 20, 2015
Usaa Financial Advisors, Inc.
Addison, TX · BC capacity

Sep 13, 2013 → Jul 20, 2015
Tiaa-Cref Individual & Institutional Services, LLC
Lewisville, TX · BC capacity

Oct 4, 2012 → Aug 23, 2013
Fidelity Personal Trust Company, Fsb
Westlake, TX · IA capacity

Aug 25, 2006 → Mar 28, 2007
Banc Of America Investment Services, Inc.
Dallas, TX · IA capacity

Oct 30, 2003 → Jul 17, 2006
Banc Of America Investment Services, Inc.
Dallas, TX · BC capacity

May 13, 2002 → Jul 17, 2006

Source & corrections

Where this page comes from

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