Michael David Hopkins

CRD 4215619 · Wells Fargo Advisors · The Villages, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (36): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4215619 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
The Villages, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
The Villages, FL · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
The Villages, FL · IA capacity

Jun 1, 2009 → Jul 25, 2011
Morgan Stanley Smith Barney
The Villages, FL · BC capacity

Jun 1, 2009 → Jul 25, 2011
Morgan Stanley & Co. Incorporated
The Villages, FL · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
The Villages, FL · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
The Villages, FL · IA capacity

Jun 13, 2005 → Apr 2, 2007
Morgan Stanley Dw Inc.
The Villages, FL · BC capacity

Jun 10, 2005 → Apr 2, 2007
A. G. Edwards & Sons, Inc.
The Villages, FL · IA capacity

Oct 17, 2000 → Jun 21, 2005
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Sep 18, 2000 → Jun 21, 2005

Source & corrections

Where this page comes from

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