Ryan S Raposa

CRD 4215629 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Ryan Sean Raposa; Ryan Raposa

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4215629 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Wilmington, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Wilmington, MA · BD capacity

Sep 5, 2023 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 3, 2023 → Mar 31, 2025
Osaic Wealth, Inc.
IA capacity

Feb 7, 2023 → Aug 8, 2023
Osaic Wealth, Inc.
BD capacity

Jan 25, 2023 → Aug 8, 2023
Empower Advisory Group, LLC
IA capacity

Jun 3, 2021 → Sep 1, 2022
Empower Financial Services, Inc.
BD capacity

Feb 22, 2021 → Sep 1, 2022
National Financial Services LLC
BD capacity

Feb 8, 2018 → Jul 14, 2020
Fidelity Brokerage Services LLC
BD capacity

May 31, 2016 → Jul 10, 2020
Voya Financial Advisors, Inc.
IA capacity

Nov 19, 2013 → Apr 26, 2016
Voya Financial Advisors, Inc.
BD capacity

Mar 6, 2012 → Apr 26, 2016
National Financial Services LLC
BD capacity

Jan 19, 2007 → Apr 13, 2010
Fidelity Brokerage Services LLC
BD capacity

Apr 9, 2002 → Jan 19, 2007
Pruco Securities Corporation
BD capacity

Oct 9, 2000 → Nov 20, 2000

Source & corrections

Where this page comes from

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