Leo Norvin Meneses

CRD 4216335 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Palo Alto, CA

IA RegisteredBroker

Also appears in the source record as: Helio Norvin Meneses

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (13): Arkansas · California · Colorado · District Of Columbia · Hawaii · Idaho · Indiana · New Mexico · New York · Oregon · South Carolina · Texas · Washington
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4216335 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palo Alto, CA · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palo Alto, CA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
IA capacity

Apr 14, 2008 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Apr 11, 2008 → Oct 23, 2009
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Apr 22, 2008
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Apr 22, 2008
Citicorp Investment Services
BD capacity

Jun 8, 2004 → May 29, 2007
Citicorp Investment Services
IA capacity

Jun 8, 2004 → May 29, 2007
Wells Fargo Investments, LLC
BD capacity

Dec 4, 2003 → May 14, 2004
Wells Fargo Investments, LLC
IA capacity

Dec 4, 2003 → May 14, 2004
Charles Schwab & Co., Inc.
IA capacity

Jan 11, 2001 → Sep 25, 2003
Charles Schwab & Co., Inc.
BD capacity

Oct 13, 2000 → Sep 25, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4216335 ↗ FINRA BrokerCheck record for CRD 4216335 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.