Austin John Hipschen

CRD 4216857 · Captrust · Dallas, TX

IA RegisteredRegistration inactive

Also appears in the source record as: Austin Hipschen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (1): Texas
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (8)

From the source registration record · current first

CaptrustCurrent
Dallas, TX · IA capacity

Nov 25, 2025 → present
Morgan Stanley
BD capacity

Dec 10, 2015 → Aug 23, 2017
Morgan Stanley
IA capacity

Dec 10, 2015 → Aug 23, 2017
Usaa Financial Advisors, Inc.
BD capacity

Feb 13, 2014 → Sep 17, 2015
Usaa Financial Planning Services
IA capacity

Feb 13, 2014 → Sep 17, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

May 18, 2012 → Sep 5, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 9, 2012 → Sep 5, 2013
Td Waterhouse Investor Services, Inc.
BD capacity

Sep 22, 2000 → Oct 2, 2001

Source & corrections

Where this page comes from

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