David C Volpe

CRD 4220889 · Morgan Stanley · Mystic, CT

IA RegisteredBroker

Also appears in the source record as: David Charles Volpe Jr; David C Volpe Jr. Jr; David Charles Volpe, Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 9SIESeries 31Series 7
Registered states (39): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4220889 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Mystic, CT · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Aug 24, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Aug 24, 2007 → Jun 1, 2009
A. G. Edwards & Sons, Inc.
IA capacity

Nov 24, 2000 → Aug 29, 2007
A. G. Edwards & Sons, Inc.
BD capacity

Aug 10, 2000 → Aug 29, 2007

Source & corrections

Where this page comes from

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