Robert L Peng

CRD 4222100 · Morgan Stanley · Irvine, CA

IA RegisteredBroker

Also appears in the source record as: Robert Long Peng

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 66Series 65Series 63Series 10Series 9Series 6TOSIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (16)

From the source registration record · current first

Morgan StanleyCurrent
Irvine, CA · IA capacity

Jul 23, 2021 → present
Td Ameritrade, Inc.
IA capacity

Feb 27, 2018 → Jul 7, 2021
Td Ameritrade, Inc.
BD capacity

Feb 26, 2018 → Jul 7, 2021
Td Ameritrade Investment Management, LLC
IA capacity

Feb 26, 2018 → Jul 7, 2021
Scottrade Investment Management
IA capacity

Sep 28, 2016 → Feb 26, 2018
Scottrade, Inc.
BD capacity

Sep 16, 2010 → Feb 26, 2018
Wells Fargo Advisors, LLC
BD capacity

Nov 12, 2007 → Sep 8, 2010
Wells Fargo Advisors, LLC
IA capacity

Nov 12, 2007 → Sep 8, 2010
Wells Fargo Investments, LLC
IA capacity

Apr 27, 2010 → May 20, 2010
Wells Fargo Investments, LLC
BD capacity

Apr 23, 2010 → May 20, 2010
Wells Fargo Investments, LLC
BD capacity

Feb 1, 2005 → Sep 6, 2007
Wells Fargo Investments, LLC
IA capacity

Feb 1, 2005 → Sep 6, 2007
American Express Financial Advisors, Inc.
IA capacity

Sep 14, 2004 → Oct 26, 2004
Ids Life Insurance Company
BD capacity

Aug 18, 2004 → Oct 26, 2004
American Express Financial Advisors Inc.
BD capacity

Aug 18, 2004 → Oct 26, 2004
Prudential Securities Incorporated
BD capacity

Aug 28, 2000 → Oct 30, 2000

Source & corrections

Where this page comes from

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