Emily Dreas

CRD 4224278 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Emily H Dreas; Emily Susan Harris Dreas; Emily H Harris; Emily Susan Harris; Emily H Harrisdreas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 66Series 24SIESeries 7
Registered states (3): Connecticut · New York · Vermont
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Rowayton, CT · BD capacity

May 29, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Rowayton, CT · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
IA capacity

Dec 16, 2015 → Aug 5, 2016
Wells Fargo Advisors, LLC
BD capacity

Dec 10, 2015 → Aug 5, 2016
Clearbridge Advisors, LLC
IA capacity

Jun 30, 2009 → Aug 30, 2010
Legg Mason Investor Services, LLC
BD capacity

Dec 1, 2005 → Aug 30, 2010
Citigroup Global Markets Inc.
BD capacity

Apr 6, 2005 → Dec 1, 2005
Allen C. Ewing & Co.
BD capacity

Mar 14, 2002 → Jun 20, 2003

Source & corrections

Where this page comes from

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