William Andrew Murphy
Also appears in the source record as: William A Murphy
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 66Series 63
- Registered states (20)
- Alabama · Arizona · California · District Of Columbia · Florida · Georgia · Illinois · Kansas · Massachusetts · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Virginia · West Virginia
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4224500 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (6)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Merrill Lynch Pierce Fenner & Smith Inc.Charleston, SC · IA capacityOct 10, 2003 → Mar 7, 2006
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedCharleston, SC · BC capacityOct 10, 2003 → Mar 7, 2006
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Wachovia Securities, Inc.Brevard, NC · IA capacityJan 28, 2002 → Jun 20, 2002
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Wachovia Securities, Inc.Charlotte, NC · BC capacityJun 14, 2001 → Jun 15, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.