Julie Ann Cato
Also appears in the source record as: Julie Ann Sidwell
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- SIESeries 7Series 9Series 10Series 24Series 66Series 63
- Registered states (15)
- Arkansas · Colorado · Delaware · District Of Columbia · Illinois · Maryland · Massachusetts · Missouri · New York · Oklahoma · South Carolina · Tennessee · Utah · Virginia · Washington
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (11)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Raymond James Financial Services Advisors, IncEdwardsville, IL · IA capacityNov 25, 2011 → Oct 1, 2012
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Raymond James Financial Services, Inc.Edwardsville, IL · BC capacityNov 16, 2011 → Oct 1, 2012
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Uvest Financial Services Group, Inc.Edwardsville, IL · IA capacitySep 15, 2009 → Nov 17, 2011
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Uvest Financial Services Group, Inc.Edwardsville, IL · BC capacitySep 15, 2009 → Nov 17, 2011
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U.S. Bancorp Investments, Inc.Alton, IL · IA capacityApr 12, 2006 → Aug 3, 2009
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U.S. Bancorp Investments, Inc.Alton, IL · BC capacityDec 1, 2001 → Aug 3, 2009
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Firstar Investment Services,inc.Morris Plains, NJ · BC capacitySep 19, 2000 → Dec 1, 2001
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.