Cindy H Engle

CRD 4228676 · Morgan Stanley · Tampa, FL

IA RegisteredBroker

Also appears in the source record as: Xinhui Huang; Cindy Huang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 7Series 11
Registered states (48): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Tampa, FL · IA capacity

Oct 20, 2020 → present
J.P. Morgan Securities LLC
BD capacity

Jun 17, 2016 → Jan 8, 2019
Scottrade, Inc.
BD capacity

Sep 13, 2006 → Jun 2, 2016
Chase Investment Services Corp.
BD capacity

Oct 28, 2004 → Sep 6, 2006
Chase Investment Services Corp.
IA capacity

Oct 28, 2004 → Sep 6, 2006
Metropolitan Life Insurance Company
BD capacity

Aug 24, 2004 → Oct 11, 2004
Metlife Securities Inc.
BD capacity

Aug 24, 2004 → Oct 11, 2004
Pruco Securities, LLC.
BD capacity

Feb 24, 2004 → Apr 28, 2004
Firstrade Securities Inc.
BD capacity

Aug 9, 2000 → Jan 5, 2004

Source & corrections

Where this page comes from

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