Brian Wayne Cubler

CRD 4228992 · Wells Fargo Advisors · Saint Petersburg, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 6Series 66
Registered states (36): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4228992 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Saint Petersburg, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Saint Petersburg, FL · BC capacity

start not retrieved → present
Morgan Stanley & Co., Incorporated
Tampa, FL · IA capacity

Apr 2, 2007 → Dec 11, 2007
Morgan Stanley & Co., Incorporated
Tampa, FL · BC capacity

Apr 2, 2007 → Dec 11, 2007
Morgan Stanley
Tampa, FL · IA capacity

May 21, 2001 → Apr 2, 2007
Morgan Stanley Dw Inc.
Tampa, FL · BC capacity

May 17, 2001 → Apr 2, 2007
Carnes Capital Corporation
Naples, FL · BC capacity

Sep 21, 2000 → Mar 7, 2001
Olde Discount Corporation
Detroit, MI · BC capacity

Jul 19, 2000 → Jul 28, 2000

Source & corrections

Where this page comes from

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