Arianne Adams

CRD 4230232 · Charles Schwab & Co., Inc. · New York City, NY

Broker

Also appears in the source record as: Arianne A Adams; Arianne A Criqui; Arianne Criqui

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (9): Series 57TOSIESeries 3Series 55Series 7Series 4Series 10Series 9Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
New York City, NY · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
New York City, NY · IA capacity

start not retrieved → present
Webull Financial LLC
New York, NY · BC capacity

Jan 12, 2024 → Jul 17, 2025
Cboe Trading, Inc.
New York, NY · BC capacity

Jan 30, 2019 → Nov 1, 2023
Goldman Sachs & Co. LLC
New York, NY · BC capacity

Jun 11, 2013 → Jan 9, 2019
Goldman Sachs Execution & Clearing, L.P.
New York, NY · BC capacity

Oct 27, 2010 → Jun 25, 2013
Capstone Global Markets, LLC
New York, NY · BC capacity

Jun 8, 2009 → Oct 26, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 6, 2000 → Jun 5, 2009

Source & corrections

Where this page comes from

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