Anthony Lewis Santucci

CRD 4236545 · Fidelity Brokerage Services LLC · Oak Brook, IL

IA RegisteredBroker

Also appears in the source record as: Anthony L Santucci Jr.; Anthony L Santucci; Anthony Jr. L Santucci

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 31Series 7
Registered states (34): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (20)

From the source registration record · current first

Strategic Advisers LLCCurrent
Oak Brook, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Park Ridge, IL · BD capacity

Jan 11, 2019 → present
Fidelity Brokerage Services LLCCurrent
Oak Brook, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jan 14, 2019 → Mar 31, 2025
Lpl Financial LLC
BD capacity

Jul 30, 2014 → Dec 21, 2018
Lpl Financial LLC
IA capacity

Jul 30, 2014 → Dec 21, 2018
Edward Jones
BD capacity

Oct 6, 2010 → Aug 1, 2014
Edward Jones
IA capacity

Sep 27, 2010 → Aug 1, 2014
Td Ameritrade, Inc.
BD capacity

Mar 16, 2009 → May 5, 2010
Td Ameritrade, Inc.
IA capacity

Mar 16, 2009 → May 5, 2010
Amerivest Investment Management, LLC
IA capacity

Mar 16, 2009 → May 5, 2010
Chase Investment Services Corp.
BD capacity

Oct 17, 2007 → Aug 13, 2008
Chase Investment Services Corp.
IA capacity

Oct 17, 2007 → Aug 13, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 25, 2005 → Oct 3, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Apr 25, 2005 → Oct 3, 2007
Morgan Stanley Dw Inc.
BD capacity

Apr 2, 2004 → Apr 26, 2005
Morgan Stanley
IA capacity

Apr 2, 2004 → Apr 26, 2005
Abn Amro Financial Services, Inc.
IA capacity

Jun 6, 2003 → Mar 29, 2004
Abn Amro Financial Services, Inc.
BD capacity

Apr 11, 2003 → Mar 29, 2004
Raymond James Financial Services, Inc.
BD capacity

Apr 8, 2002 → Feb 11, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4236545 ↗ FINRA BrokerCheck record for CRD 4236545 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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