Victor Wolfe Young

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

Series 66Series 63Series 10Series 9Series 99TOSIESeries 7

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

26

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (22)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Seattle, WA · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Seattle, WA · BD capacity
  Oct 31, 2023 → present
• Fidelity Brokerage Services LLCCurrent

  Seattle, WA · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Nov 6, 2023 → Mar 31, 2025
• Wells Fargo Clearing Services, LLC

  BD capacity
  May 18, 2021 → Oct 11, 2023
• Wells Fargo Clearing Services, LLC

  IA capacity
  May 18, 2021 → Oct 11, 2023
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Feb 28, 2020 → Apr 23, 2021
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  IA capacity
  Feb 28, 2020 → Apr 23, 2021
• Wells Fargo Clearing Services, LLC

  IA capacity
  Jul 26, 2018 → Feb 18, 2020
• Wells Fargo Clearing Services, LLC

  BD capacity
  Jul 25, 2018 → Feb 18, 2020
• Morgan Stanley

  IA capacity
  Jun 3, 2015 → Jun 15, 2018
• Morgan Stanley

  BD capacity
  Jun 1, 2015 → Jun 15, 2018
• Ameriprise Financial Services, Inc.

  IA capacity
  Nov 21, 2014 → Apr 23, 2015
• Ameriprise Financial Services, Inc.

  BD capacity
  Nov 20, 2014 → Apr 23, 2015
• Northwestern Mutual Investment Services,llc

  IA capacity
  Jun 9, 2014 → Nov 25, 2014
• Northwestern Mutual Investment Services, LLC

  BD capacity
  Jun 6, 2014 → Nov 25, 2014
• Rbc Capital Markets, LLC

  IA capacity
  Nov 29, 2010 → May 8, 2014
• Rbc Capital Markets, LLC

  BD capacity
  Oct 9, 2009 → May 8, 2014
• J. B. Hanauer & Co.

  BD capacity
  Apr 14, 2005 → Oct 9, 2009
• Suntrust Securities, Inc.

  BD capacity
  Jan 13, 2004 → Mar 29, 2005
• J. P. Morgan Invest, LLC

  BD capacity
  Jun 12, 2003 → Jan 2, 2004
• Fidelity Brokerage Services LLC

  BD capacity
  Aug 24, 2000 → Jun 13, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.