Andrew C Yip

CRD 4239690 · Charles Schwab & Co., Inc. · Pasadena, CA

Broker

Also appears in the source record as: Andrew Chunki Yip; Andrew Yip

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (3): SIESeries 7Series 66
Registered states (1): California
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (6)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Pasadena, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Pasadena, CA · IA capacity

start not retrieved → present
State Farm Vp Management Corp.
Bloomington, IL · BC capacity

Dec 10, 2014 → Jun 30, 2017
Ameriprise Financial Services, Inc.
Arcadia, CA · BC capacity

Aug 28, 2002 → Sep 29, 2014
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Aug 28, 2002 → Jul 3, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 8, 2000 → Aug 15, 2002

Source & corrections

Where this page comes from

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