Frank V. Sayers

CRD 4242061 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Frank V Sayers; Frank Van Sayers; Frank Sayers

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 65Series 4SIESeries 7Series 55
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Wheaton, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Wheaton, IL · BD capacity

Aug 27, 2021 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 2, 2021 → Mar 31, 2025
Wells Fargo Clearing Services, LLC
BD capacity

Feb 6, 2018 → Jun 1, 2021
Wells Fargo Clearing Services, LLC
IA capacity

Feb 6, 2018 → Jun 1, 2021
Cetera Financial Specialists LLC
BD capacity

May 15, 2014 → Oct 27, 2017
Cetera Investment Advisers LLC
IA capacity

Mar 20, 2014 → Oct 27, 2017
Sayers Wealth Management Group, Inc.
IA capacity

Nov 4, 2010 → Jun 6, 2012
Glen Ellyn Capital Management,inc.
IA capacity

Jan 2, 2002 → Dec 12, 2003
Protrader Trading, L.L.C.
BD capacity

Jul 23, 2001 → Aug 8, 2001
Protrader Securities Corporation
BD capacity

Oct 18, 2000 → Aug 8, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4242061 ↗ FINRA BrokerCheck record for CRD 4242061 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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