Chad K Spady

CRD 4243788 · Charles Schwab & Co., Inc. · Omaha, NE

IA RegisteredBroker

Also appears in the source record as: Chad Kenneth Spady

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 10Series 9Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Omaha, NE · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Omaha, NE · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Omaha, NE · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Jul 20, 2009 → Apr 21, 2023
Td Ameritrade, Inc.
Omaha, NE · IA capacity

Jul 23, 2009 → Oct 14, 2022
Td Ameritrade Investment Management, LLC
Omaha, NE · IA capacity

Jan 14, 2020 → Feb 22, 2021
Td Ameritrade Clearing, Inc.
Omaha, NE · BC capacity

Jan 2, 2015 → Jan 21, 2016
Edward Jones
Issaquah, WA · IA capacity

Jun 20, 2008 → Jun 8, 2009
Edward Jones
Issaquah, WA · BC capacity

Jun 16, 2008 → Jun 8, 2009
Metlife Securities Inc.
Omaha, NE · IA capacity

Jul 14, 2005 → Jun 12, 2008
Metlife Securities Inc.
Omaha, NE · BC capacity

Dec 1, 2004 → Jun 12, 2008
Metropolitan Life Insurance Company
Omaha, NE · BC capacity

Dec 1, 2004 → Jul 9, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4243788 ↗ FINRA BrokerCheck record for CRD 4243788 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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