Keith Alan Joffe

CRD 4244833 · Morgan Stanley · Philadelphia, PA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (19): Alaska · Arizona · California · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Massachusetts · Michigan · Nevada · New Jersey · New York · Pennsylvania · Rhode Island · South Dakota · Texas · Virginia · Washington
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4244833 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Philadelphia, PA · IA capacity

Jan 11, 2016 → present
Credit Suisse Securities (USA) LLC
IA capacity

Sep 16, 2009 → Feb 9, 2016
Credit Suisse Securities (USA) LLC
BD capacity

Sep 15, 2009 → Feb 9, 2016
Ubs Financial Services Inc.
BD capacity

Sep 25, 2002 → Sep 23, 2009
Axa Advisors, LLC
IA capacity

Jul 29, 2002 → Sep 5, 2002
Axa Advisors, LLC
BD capacity

Sep 8, 2000 → Sep 5, 2002
Progress Financial Advisors
IA capacity

Aug 10, 2001 → Sep 4, 2002

Source & corrections

Where this page comes from

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