Mark Francis Fink

CRD 4248589 · Morgan Stanley · Grand Rapids, MI

IA RegisteredBroker

Also appears in the source record as: Mark F Fink

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (19): Arizona · California · Colorado · Delaware · Florida · Georgia · Illinois · Indiana · Michigan · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Grand Rapids, MI · IA capacity

Mar 3, 2026 → present
Ameriprise Financial Services, LLC
BD capacity

Nov 5, 2023 → Mar 10, 2026
Ameriprise Financial Services, LLC
IA capacity

Aug 21, 2023 → Mar 10, 2026
Comerica Securities
BD capacity

Jul 13, 2005 → Nov 6, 2023
Comerica Securities
IA capacity

Jul 13, 2005 → Nov 3, 2023
The Huntington Investment Company
BD capacity

Dec 5, 2002 → Jul 1, 2005
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Nov 17, 2000 → Oct 23, 2002

Source & corrections

Where this page comes from

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