Angela P Allen

CRD 4249701 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Angel Plumley Allen; Angela Plumley Allen; Angel Beth Plumley; Angela Beth Plumley; Angela/Angel B Plumley; Angel Plumley-Allen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 65Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
First Citizens Investor Services, Inc.
Monroe, NC · IA capacity

May 1, 2024 → Jan 27, 2025
First Citizens Investor Services, Inc.
Monroe, NC · BC capacity

May 1, 2024 → Jan 27, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charlotte, NC · IA capacity

Oct 5, 2012 → Mar 23, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Charlotte, NC · BC capacity

Oct 23, 2009 → Mar 23, 2017
Banc Of America Investment Services, Inc.
Charlotte, NC · BC capacity

Jun 3, 2005 → Oct 23, 2009
Citigroup Global Markets Inc.
New York, NY · BC capacity

Mar 21, 2005 → Jun 15, 2005
Diversified Investors Securities Corp.
Harrison, NY · BC capacity

Oct 20, 2004 → Feb 17, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4249701 ↗ FINRA BrokerCheck record for CRD 4249701 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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