Steven D Werner

CRD 4249811 · Fidelity Brokerage Services LLC · Center Valley, PA

IA RegisteredBroker

Also appears in the source record as: Steven Dennis Werner; Steven Werner

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (19): Alabama · Arizona · Colorado · Connecticut · Delaware · Florida · Maine · Maryland · Massachusetts · Nevada · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Center Valley, PA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Reading, PA · BD capacity

Oct 25, 2023 → present
Fidelity Brokerage Services LLCCurrent
Center Valley, PA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 30, 2023 → Mar 31, 2025
Morgan Stanley
IA capacity

Sep 5, 2023 → Oct 13, 2023
Morgan Stanley
BD capacity

Jan 12, 2023 → Oct 13, 2023
E*trade Capital Management, LLC
IA capacity

Apr 20, 2009 → Sep 5, 2023
E*trade Securities LLC
BD capacity

Nov 7, 2006 → Sep 5, 2023
Wachovia Securities, LLC
IA capacity

Sep 11, 2002 → Nov 30, 2004
Wachovia Securities, LLC
BD capacity

Feb 4, 2002 → Nov 30, 2004
Ids Life Insurance Company
BD capacity

Sep 13, 2000 → Oct 15, 2001
American Express Financial Advisors Inc.
BD capacity

Sep 13, 2000 → Oct 15, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4249811 ↗ FINRA BrokerCheck record for CRD 4249811 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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