Christopher David Guerrero

CRD 4254280 · Wells Fargo Advisors · Cypress, TX

IA RegisteredBroker

Also appears in the source record as: Christopher D Guerrero

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (2): Louisiana · Texas
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Cypress, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Cypress, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Houston, TX · IA capacity

Feb 11, 2013 → May 8, 2019
J.P. Morgan Securities LLC
Houston, TX · BC capacity

Feb 8, 2013 → May 8, 2019
Hsbc Securities (USA) Inc.
New York, NY · IA capacity

Feb 13, 2008 → Jan 29, 2013
Hsbc Securities (USA) Inc.
New York, NY · BC capacity

Feb 11, 2008 → Jan 29, 2013
Chase Investment Services Corp.
New York, NY · IA capacity

Jul 8, 2003 → Feb 5, 2008
Chase Investment Services Corp.
New York, NY · BC capacity

Jul 8, 2003 → Feb 5, 2008
Advest, Inc.
Hartford, CT · BC capacity

Jun 7, 2002 → Jul 10, 2003
Lebenthal & Co., Inc.
New York, NY · BC capacity

Jun 21, 2001 → Jun 7, 2002

Source & corrections

Where this page comes from

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