Lawrence Howard Sizeler

CRD 425593 · Wells Fargo Advisors · Tampa, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIEPCSeries 1Series 65Series 63
Registered states (43): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 52
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 425593 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Tampa, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Tampa, FL · BC capacity

start not retrieved → present
Capitol Securities Management, Inc.
Tampa, FL · IA capacity

Oct 23, 2007 → Apr 1, 2022
Capitol Securities Management, Inc.
Tampa, FL · BC capacity

Sep 19, 2007 → Apr 1, 2022
First Southeastern Securities Group, Incorporated
Tampa, FL · BC capacity

Mar 25, 2001 → Sep 19, 2007
Coastal Financial Security, Incorporated
Orangeburg, NY · BC capacity

Feb 17, 2000 → Mar 25, 2001
Prudential Securities Incorporated
New York, NY · BC capacity

Oct 23, 1993 → Jan 12, 2000
Smith Barney Shearson Inc.
New York, NY · BC capacity

Jul 31, 1993 → Oct 27, 1993
Lehman Brothers Inc.
New York, NY · BC capacity

Apr 27, 1988 → Jul 31, 1993
Dean Witter Reynolds Inc.
BC capacity

Feb 24, 1978 → Mar 25, 1988
Dean Witter & Co. Incorporated
BC capacity

Jul 22, 1974 → Feb 24, 1978
Shearson, Hammill & Co., Incorporated
BC capacity

Sep 18, 1973 → Oct 3, 1974

Source & corrections

Where this page comes from

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