Gregory Dostal

CRD 4267901 · J.P. Morgan Securities LLC · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Gregory R Dostal; Gregory Raymond Dostal; Greg Dostal

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSIESeries 7Series 6Series 9Series 10Series 4Series 53Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Chicago, IL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Chicago, IL · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Bowling Green, KY · IA capacity

Jul 16, 2010 → Oct 1, 2012
Chase Investment Services Corp.
Bowling Green, KY · BC capacity

Feb 16, 2010 → Oct 1, 2012
Morgan Keegan & Company, Inc.
Memphis, TN · BC capacity

Aug 2, 2004 → Jan 14, 2005
Pfic Securities Corporation
Franklin, TN · BC capacity

Feb 25, 2003 → Aug 4, 2004
Banc One Securities Corporation
Chicago, IL · BC capacity

Nov 27, 2000 → Nov 21, 2002

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4267901 ↗ FINRA BrokerCheck record for CRD 4267901 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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