Andrea J. Sigler

CRD 4271403 · J.P. Morgan Securities LLC · Irvine, CA

IA RegisteredBroker

Also appears in the source record as: Andrea Jean Sigler; Andrea J. Stack; Andrea Jean Stack; Andrea Stack; Andrea Sigler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Irvine, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Irvine, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
Los Angeles, CA · IA capacity

Feb 29, 2016 → Aug 28, 2019
Wells Fargo Clearing Services, LLC
Los Angeles, CA · BC capacity

Feb 29, 2016 → Aug 28, 2019
Credit Suisse Securities (USA) LLC
Los Angeles, CA · IA capacity

Aug 2, 2012 → Mar 15, 2016
Credit Suisse Securities (USA) LLC
Los Angeles, CA · BC capacity

Aug 2, 2012 → Mar 15, 2016
Morgan Stanley Distribution, Inc.
New York, NY · BC capacity

Dec 15, 2010 → Aug 24, 2012
Morgan Stanley Smith Barney LLC
New York, NY · IA capacity

Jun 1, 2009 → Dec 15, 2010
Morgan Stanley Smith Barney
New York, NY · BC capacity

Jun 1, 2009 → Dec 15, 2010
Morgan Stanley & Co. Incorporated
New York, NY · IA capacity

Dec 17, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
New York, NY · BC capacity

May 29, 2002 → Jun 1, 2009

Source & corrections

Where this page comes from

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