William Albert Behrend

CRD 4271592 · Morgan Stanley · Indianapolis, IN

IA RegisteredBroker

Also appears in the source record as: William Albert Berend

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (13): Series 66Series 63Series 10Series 9Series 53Series 4Series 24Series 51Series 26Series 52TOSIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Indianapolis, IN · IA capacity

May 3, 2024 → present
Mml Investors Services, LLC
BD capacity

Apr 14, 2022 → Apr 29, 2024
Mml Investors Services, LLC
IA capacity

Apr 14, 2022 → Apr 29, 2024
Fifth Third Securities, Inc.
IA capacity

Jul 19, 2006 → Apr 11, 2022
Fifth Third Securities, Inc.
BD capacity

Jun 26, 2006 → Apr 11, 2022
City Securities Corporation
BD capacity

Jan 26, 2005 → Jun 16, 2006
City Securities Corporation
IA capacity

Jan 26, 2005 → Jun 16, 2006
Prudential Financial Planning Services
IA capacity

Jul 7, 2004 → Jan 28, 2005
Pruco Securities, LLC.
BD capacity

May 9, 2002 → Jan 28, 2005
Il Securities, Inc.
BD capacity

Nov 22, 2000 → Apr 18, 2002

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4271592 ↗ FINRA BrokerCheck record for CRD 4271592 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.