Vincent Larnell Williams

CRD 4273377 · Morgan Stanley · Baltimore, MD

IA RegisteredBroker

Also appears in the source record as: Vincent L Williams

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 9Series 10Series 26SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (16)

From the source registration record · current first

Morgan StanleyCurrent
Baltimore, MD · BD capacity

May 24, 2017 → present
Pnc Investments
BD capacity

Mar 7, 2013 → May 8, 2017
Pnc Investments
IA capacity

Mar 7, 2013 → May 8, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 14, 2011 → Feb 21, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 14, 2011 → Feb 21, 2013
Pnc Investments
BD capacity

Mar 12, 2010 → May 18, 2011
Pnc Investments
IA capacity

Mar 12, 2010 → May 18, 2011
Valic Financial Advisors, Inc.
BD capacity

Jul 6, 2009 → Mar 9, 2010
Valic Financial Advisors, Inc.
IA capacity

Jul 6, 2009 → Mar 9, 2010
Uvest Financial Services Group, Inc.
BD capacity

Sep 1, 2005 → Jun 22, 2009
Uvest Financial Services Group, Inc.
IA capacity

Sep 1, 2005 → Jun 22, 2009
Ameriprise Financial Services, Inc.
IA capacity

Jun 2, 2005 → Sep 1, 2005
Ids Life Insurance Company
BD capacity

Apr 13, 2005 → Sep 1, 2005
Ameriprise Financial Services, Inc.
BD capacity

Apr 13, 2005 → Sep 1, 2005
M&t Securities, Inc.
BD capacity

May 1, 2003 → Sep 22, 2004
Allfirst Brokerage Corporation
BD capacity

Jan 3, 2001 → May 1, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4273377 ↗ FINRA BrokerCheck record for CRD 4273377 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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