Henry Marin

CRD 4274808 · Morgan Stanley · Garden City, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4274808 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Garden City, NY · IA capacity

Aug 19, 2021 → present
Morgan Stanley
IA capacity

Aug 2, 2021 → Aug 15, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 27, 2012 → Aug 4, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 24, 2012 → Aug 4, 2021
Axa Advisors, LLC
IA capacity

May 14, 2009 → Feb 28, 2012
Axa Advisors, LLC
BD capacity

Jun 24, 2008 → Feb 28, 2012
Ekn Financial Services Inc.
BD capacity

Jan 23, 2008 → May 15, 2008
Ehrenkrantz King Nussbaum, Inc.
BD capacity

Feb 15, 2002 → Nov 11, 2002
Northeast Securities, Inc.
BD capacity

Nov 6, 2001 → Nov 16, 2001
Broadband Capital Management, LLC
BD capacity

Jul 11, 2001 → Oct 31, 2001
Dalton Kent Securities Group, Inc.
BD capacity

Nov 17, 2000 → Jul 16, 2001

Source & corrections

Where this page comes from

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