Matthew William Monius

CRD 4275121 · Charles Schwab & Co., Inc. · Phoenix, AZ

Broker

Also appears in the source record as: Matt Monius

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (6): Series 57TOSIESeries 55Series 7Series 24Series 66
Registered states (3): California · Florida · Texas
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Robinhood Financial, LLC
Lake Mary, FL · BC capacity

Jan 22, 2018 → Jul 9, 2019
Robinhood Securities, LLC
Lake Mary, FL · BC capacity

Dec 11, 2017 → Jul 9, 2019
Transamerica Financial Advisors, Inc
St. Petersburg, FL · BC capacity

Jul 28, 2015 → Feb 6, 2016
Jhs Capital Advisors, LLC
Tampa, FL · BC capacity

Mar 10, 2010 → Jul 14, 2015
Gunnallen Financial, Inc
Tampa, FL · BC capacity

Feb 25, 2009 → Mar 23, 2010
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Oct 5, 2000 → Mar 28, 2001
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Oct 5, 2000 → Mar 28, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4275121 ↗ FINRA BrokerCheck record for CRD 4275121 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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