Breese R. Pritchard
Also appears in the source record as: Breese Renee Daigle; None None None None; Breese Renee Pritchard
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- SIESeries 7Series 6Series 9Series 24Series 65Series 63
- Registered states (10)
- Arizona · Idaho · Illinois · Michigan · Minnesota · Missouri · Oregon · Texas · Washington · Wisconsin
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (6)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Fidelity Personal And Workplace AdvisorsScottsdale, AZ · IA capacityJul 13, 2018 → Mar 31, 2025
-
Provident Capital CorpLa Jolla, CA · IA capacityJul 29, 2003 → Oct 9, 2003
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Transamerica Financial Advisors, Inc.Los Angeles, CA · BC capacityAug 23, 2001 → May 20, 2003
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Transamerica Securities Sales CorporationLos Angeles, CA · BC capacityOct 16, 2000 → Aug 24, 2001
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.