Cynthia Hancock Conner

CRD 4282460 · Morgan Stanley · Roanoke, VA

IA RegisteredBroker

Also appears in the source record as: Cynthia Hancock Bowman; Cynthia Hancock; Cindy Lynn Shively; Cynthia Hancock Shively

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (29): Alabama · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Mississippi · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Roanoke, VA · IA capacity

Aug 29, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 26, 2014 → Aug 30, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Nov 26, 2014 → Aug 30, 2017
Ubs Financial Services Inc.
BD capacity

Feb 27, 2012 → Oct 21, 2014
Ubs Financial Services Inc.
IA capacity

Feb 27, 2012 → Oct 21, 2014
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Mar 5, 2012
Morgan Stanley Smith Barney LLC
IA capacity

Jun 1, 2009 → Mar 5, 2012
Citigroup Global Markets Inc.
IA capacity

Jun 12, 2001 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

May 25, 2001 → Jun 1, 2009
Ubs Painewebber Inc.
BD capacity

Nov 1, 2000 → May 24, 2001

Source & corrections

Where this page comes from

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