Marc Torres

CRD 4283664 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Marc William Torres; Marc Torres

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (16)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
New York, NY · IA capacity

Dec 18, 2015 → Aug 3, 2022
Wells Fargo Clearing Services, LLC
New York, NY · BC capacity

Dec 7, 2015 → Aug 3, 2022
Credit Suisse Securities (USA) LLC
New York, NY · BC capacity

Oct 1, 2012 → Dec 21, 2015
Sea Port Group Securities, LLC
New York, NY · BC capacity

May 14, 2012 → Sep 24, 2012
Btig, LLC
New York, NY · BC capacity

Nov 14, 2011 → May 1, 2012
Mf Global Inc.
New York, NY · BC capacity

Oct 18, 2011 → Dec 1, 2011
Ubs Securities LLC
New York, NY · BC capacity

Jun 10, 2010 → Sep 13, 2011
Piper Jaffray & Co.
New York, NY · BC capacity

Aug 17, 2009 → Jun 8, 2010
Cross Point Capital LLC
New York, NY · BC capacity

Jun 16, 2009 → Aug 17, 2009
Aladdin Capital LLC
Stamford, CT · BC capacity

Aug 12, 2008 → Jun 11, 2009
Terwin Capital, LLC
New York, NY · BC capacity

Sep 6, 2006 → Mar 17, 2008
Nomura Securities International, Inc.
New York, NY · BC capacity

Apr 4, 2005 → Jul 21, 2006
Deutsche Bank Securities Inc.
New York, NY · BC capacity

Jun 13, 2003 → Dec 19, 2003
Lehman Brothers Inc.
New York, NY · BC capacity

Oct 12, 2000 → Jun 23, 2003

Source & corrections

Where this page comes from

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