Sandra Kay Chase

CRD 4291950 · Wells Fargo Advisors · Onalaska, WI

IA RegisteredBroker

Also appears in the source record as: Sandra K Chase

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (1): Wisconsin
Years in the industry (source record): 4
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (3)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Onalaska, WI · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Onalaska, WI · BC capacity

start not retrieved → present
Banc One Securities Corporation
Chicago, IL · BC capacity

Feb 28, 2001 → Jul 26, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4291950 ↗ FINRA BrokerCheck record for CRD 4291950 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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