Jason C. Smoot

CRD 4293503 · Fidelity Brokerage Services LLC · Reston, VA

IA RegisteredBroker

Also appears in the source record as: Jason C Smoot; Jason Charles Smoot

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (25): Alabama · California · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kentucky · Maryland · Michigan · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Texas · Utah · Virginia · West Virginia · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (20)

From the source registration record · current first

Strategic Advisers LLCCurrent
Ashburn, VA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Ashburn, VA · BD capacity

Jun 16, 2023 → present
Fidelity Brokerage Services LLCCurrent
Reston, VA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 17, 2023 → Mar 31, 2025
Charles Schwab & Co., Inc.
IA capacity

Jan 31, 2022 → May 13, 2023
Charles Schwab & Co., Inc.
BD capacity

Jan 26, 2022 → May 13, 2023
Td Ameritrade Investment Management, LLC
IA capacity

Dec 19, 2018 → May 13, 2023
Td Ameritrade, Inc.
BD capacity

Dec 17, 2018 → May 13, 2023
Td Ameritrade, Inc.
IA capacity

Dec 18, 2018 → Oct 14, 2022
T. Rowe Price Investment Services, Inc.
BD capacity

Mar 23, 2016 → Nov 29, 2018
T. Rowe Price Advisory Services, Inc.
IA capacity

Mar 22, 2016 → Nov 29, 2018
Qp Consulting
IA capacity

Oct 30, 2014 → Jul 2, 2015
Wells Fargo Advisors, LLC
BD capacity

Sep 28, 2012 → Oct 20, 2014
Wells Fargo Advisors, LLC
IA capacity

Sep 28, 2012 → Oct 20, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Dec 12, 2011 → Sep 7, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 11, 2011 → Sep 7, 2012
Gwfs Equities, Inc.
BD capacity

Feb 2, 2009 → Apr 6, 2011
Princor Financial Services Corporation
IA capacity

Aug 12, 2005 → Jan 13, 2009
Princor Financial Services Corporation
BD capacity

Feb 2, 2001 → Jan 13, 2009
Principal Funds Distributor, Inc.
BD capacity

Oct 3, 2007 → Sep 26, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4293503 ↗ FINRA BrokerCheck record for CRD 4293503 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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