Chuck J Mcbeain

CRD 4294748 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Minneapolis, MN

IA RegisteredBroker

Also appears in the source record as: Chuck J. Mcbeain; Chuck Jason Mcbeain; Chuck Mcbeain

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (5): Arizona · California · Iowa · Minnesota · Pennsylvania
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Minneapolis, MN · IA capacity

Dec 17, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Minneapolis, MN · BC capacity

start not retrieved → present
U.S. Bancorp Investments, Inc.
BD capacity

Oct 17, 2011 → Sep 15, 2014
Ubs Financial Services Inc.
IA capacity

Jan 18, 2007 → Sep 14, 2011
Ubs Financial Services Inc.
BD capacity

Oct 7, 2005 → Sep 14, 2011
Edward Jones
BD capacity

Oct 18, 2002 → Oct 12, 2005
Wells Fargo Brokerage Services, L.L.C.
BD capacity

Jan 17, 2001 → Nov 7, 2002
Wells Fargo Investments, LLC
IA capacity

Apr 3, 2001 → Oct 25, 2002
Wells Fargo Investments, LLC
BD capacity

Dec 13, 2000 → Oct 25, 2002
Wells Fargo Brokerage Services, L.L.C.
BD capacity

Nov 9, 2000 → Dec 13, 2000

Source & corrections

Where this page comes from

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