John Edmund Neenan

CRD 4297288 · Wells Fargo Advisors · Vero Beach, FL

IA RegisteredBroker

Also appears in the source record as: John E Neenan; John Sean Neenan; Sean Neenan Mr.; Sean Neenan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 66Series 63
Registered states (21): Alabama · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Iowa · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · New Hampshire · New Jersey · North Carolina · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Vero Beach, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Vero Beach, FL · BC capacity

start not retrieved → present
A.G.P / Alliance Global Partners
Westport, CT · IA capacity

Mar 18, 2013 → Sep 5, 2025
A.G.P. / Alliance Global Partners
Westport, CT · BC capacity

Mar 18, 2013 → Sep 5, 2025
Mml Investors Services, LLC
Danbury, CT · IA capacity

Sep 28, 2012 → Feb 19, 2013
Mml Investors Services, LLC
Danbury, CT · BC capacity

Jun 14, 2012 → Feb 19, 2013
Morgan Stanley Smith Barney LLC
Purchase, NY · IA capacity

Jun 1, 2009 → Jun 7, 2012
Morgan Stanley Smith Barney
Purchase, NY · BC capacity

Jun 1, 2009 → Jun 7, 2012
Morgan Stanley & Co. Incorporated
Purchase, NY · IA capacity

Apr 1, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Purchase, NY · BC capacity

Apr 1, 2009 → Jun 1, 2009
Morgan Stanley
Greenwich, CT · IA capacity

Sep 22, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
Greenwich, CT · BC capacity

Sep 22, 2006 → Apr 2, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
Stamford, CT · IA capacity

Nov 8, 2004 → Sep 26, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Stamford, CT · BC capacity

Mar 9, 2004 → Sep 26, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4297288 ↗ FINRA BrokerCheck record for CRD 4297288 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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