To Hun Pak
Also appears in the source record as: To H Pak; To H. Pak
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 65Series 66SIESeries 7
- Registered states (28)
- Arizona · Arkansas · California · Colorado · Connecticut · Florida · Illinois · Kansas · Maryland · Michigan · Missouri · Nevada · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (11)
From the source registration record · current first
-
Jul 21, 2016 → present
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Ubs Financial Services Inc.BD capacityOct 13, 2011 → Jul 12, 2016
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Ubs Financial Services Inc.IA capacityOct 13, 2011 → Jul 12, 2016
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Morgan Stanley Smith BarneyBD capacityJun 1, 2009 → Oct 28, 2011
-
Morgan Stanley Smith Barney LLCIA capacityJun 1, 2009 → Oct 28, 2011
-
Citigroup Global Markets Inc.BD capacityApr 5, 2007 → Jun 1, 2009
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Citigroup Global Markets Inc.IA capacityApr 5, 2007 → Jun 1, 2009
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Key Investment Services LLCBD capacityJan 3, 2006 → Nov 21, 2006
-
Key Investment Services LLCIA capacityJan 3, 2006 → Nov 21, 2006
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Mcdonald Investments Inc.IA capacityJul 28, 2004 → Dec 31, 2005
-
Mcdonald Investments Inc.BD capacityDec 18, 2000 → Dec 31, 2005
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.