Lisanne Penell Beard

CRD 4305903 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Lisanne Penell Smith; Lisanne Smith; Virginia West

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (2): Colorado · Texas
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Facet Wealth, Inc,
Centennial, CO · IA capacity

Jan 13, 2020 → May 1, 2020
National Planning Corporation
Denver, CO · BC capacity

Dec 16, 2009 → Jan 3, 2011
Ubs Financial Services Inc.
Denver, CO · IA capacity

Nov 18, 2008 → Nov 6, 2009
Ubs Financial Services Inc.
Denver, CO · BC capacity

Nov 18, 2008 → Nov 6, 2009
Lpl Financial Corporation
Englewood, CO · IA capacity

Jul 17, 2008 → Nov 14, 2008
Lpl Financial Corporation
Englewood, CO · BC capacity

Jul 9, 2008 → Nov 14, 2008
G. W. & Wade Asset Management Company, Inc.
Wellesley, MA · BC capacity

Sep 11, 2002 → Jul 31, 2003

Source & corrections

Where this page comes from

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