Mark Genovese

CRD 4306036 · J.P. Morgan Securities LLC · Los Angeles, CA

BrokerRegistration inactive

Also appears in the source record as: Mark Alexi Genovese

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (7): SIESeries 7Series 6Series 24Series 26Series 66Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Los Angeles, CA · IA capacity

May 30, 2024 → Oct 28, 2025
J.P. Morgan Private Wealth Advisors LLC
Los Angeles, CA · IA capacity

Jun 26, 2019 → Mar 20, 2025
First Republic Securities Company, LLC
San Francisco, CA · BC capacity

Jun 25, 2019 → Sep 29, 2023
Umpqua Investments, Inc.
San Francisco, CA · IA capacity

Feb 13, 2015 → Jun 21, 2019
Umpqua Investments, Inc.
San Francisco, CA · BC capacity

Feb 13, 2015 → Jun 21, 2019
Tiaa-Cref Advice And Planning Services
San Francisco, CA · IA capacity

Mar 23, 2009 → May 7, 2013
Tiaa-Cref Individual & Institutional Services, LLC
San Francisco, CA · BC capacity

Feb 10, 2009 → May 7, 2013
Banc Of America Investment Services, Inc.
San Francisco, CA · BC capacity

Dec 13, 2000 → Aug 18, 2008

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4306036 ↗ FINRA BrokerCheck record for CRD 4306036 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.