Jae E Lee

CRD 4309345 · J.P. Morgan Securities LLC · West Hills, CA

IA RegisteredBroker

Also appears in the source record as: Jae Eu Lee Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (22): Arizona · Arkansas · California · Colorado · Florida · Hawaii · Idaho · Maryland · Massachusetts · Michigan · Nevada · New Jersey · New York · Ohio · Oklahoma · Oregon · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4309345 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
West Hills, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
West Hills, CA · BC capacity

start not retrieved → present
Chase Investment Services Corp.
West Hills, CA · IA capacity

May 2, 2009 → Oct 1, 2012
Chase Investment Services Corp.
West Hills, CA · BC capacity

May 2, 2009 → Oct 1, 2012
Wamu Investments, Inc.
Camarillo, CA · IA capacity

Sep 22, 2008 → May 2, 2009
Wamu Investments, Inc.
Camarillo, CA · BC capacity

Sep 8, 2008 → May 2, 2009
Countrywide Investment Services, Inc.
Encino, CA · IA capacity

Jul 23, 2007 → Sep 4, 2008
Countrywide Investment Services, Inc.
Encino, CA · BC capacity

Oct 7, 2005 → Sep 4, 2008

Source & corrections

Where this page comes from

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