William Marshall Dent

CRD 4309674 · Wells Fargo Advisors · Medford, NJ

BrokerRegistration inactive

Also appears in the source record as: William Dent; William Marshall Dent II; William Marshall Dent II

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (3): SIESeries 7Series 66
Registered states (2): New Jersey · New York
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (22)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Medford, NJ · BC capacity

start not retrieved → present
Prudential Annuities Distributors, Inc
Fort Washington, PA · BC capacity

Mar 1, 2022 → Jun 2, 2026
Orion Portfolio Solutions, LLC
Berwyn, PA · IA capacity

Jan 27, 2022 → Feb 14, 2022
Brinker Capital Securities, LLC
Berwyn, PA · BC capacity

Jan 26, 2022 → Feb 14, 2022
Cetera Investment Advisers LLC
Sewell, NJ · IA capacity

Mar 17, 2020 → Dec 8, 2021
Cetera Investment Services LLC
Sewell, NJ · BC capacity

Mar 16, 2020 → Dec 8, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · IA capacity

Nov 13, 2019 → Mar 9, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Pennington, NJ · BC capacity

Nov 11, 2019 → Mar 9, 2020
Td Ameritrade, Inc.
Sewell, NJ · IA capacity

Feb 27, 2018 → Sep 11, 2019
Td Ameritrade Investment Management, LLC
Sewell, NJ · IA capacity

Feb 26, 2018 → Sep 11, 2019
Td Ameritrade, Inc.
Sewell, NJ · BC capacity

Feb 26, 2018 → Sep 11, 2019
Scottrade Investment Management
Saint Louis, MO · IA capacity

Feb 28, 2017 → Feb 26, 2018
Scottrade, Inc.
Sewell, NJ · BC capacity

Feb 23, 2017 → Feb 26, 2018
Gwn Securities Inc.
Atlantic City, NJ · IA capacity

Dec 10, 2014 → Feb 22, 2017
Gwn Securities Inc.
Atlantic City, NJ · BC capacity

Dec 9, 2014 → Feb 22, 2017
Voya Financial Advisors, Inc.
Atlantic City, NJ · IA capacity

Jan 3, 2011 → Dec 10, 2014
Voya Financial Advisors, Inc.
Atlantic City, NJ · BC capacity

Jan 3, 2011 → Dec 10, 2014
Ing Financial Advisers, LLC
Rancocas, NJ · IA capacity

Aug 27, 2009 → Jan 3, 2011
Ing Financial Advisers, LLC
Rancocas, NJ · BC capacity

Aug 27, 2009 → Jan 3, 2011
Axa Advisors, LLC
Princeton, NJ · IA capacity

Sep 27, 2002 → Aug 13, 2009
Axa Advisors, LLC
Princeton, NJ · BC capacity

Jun 20, 2002 → Aug 13, 2009
Quick & Reilly, Inc.
New York, NY · BC capacity

May 18, 2001 → Jun 21, 2002

Source & corrections

Where this page comes from

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