Sun Y Hong
Also appears in the source record as: Stephanie Hong; Sun-Young Hong
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 7Series 6
- Registered states (18)
- Alabama · Alaska · California · Colorado · Connecticut · Georgia · Illinois · Maryland · Massachusetts · Missouri · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · Tennessee · Texas · Virginia
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4313920 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (4)
From the source registration record · current first
-
Jun 27, 2016 → present
-
Metlife Securities Inc.IA capacityMay 7, 2007 → Jun 29, 2016
-
Metlife Securities, IncBD capacityApr 23, 2001 → Jun 29, 2016
-
Metropolitan Life Insurance CompanyBD capacityApr 23, 2001 → Jul 9, 2007
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.