Jonathan J. Aulbert

CRD 4314198 · Wells Fargo Advisors · Spring, TX

IA RegisteredBroker

Also appears in the source record as: Jon Aulbert; Jonathan James Aulbert

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (14): Arkansas · California · Colorado · Florida · Illinois · Indiana · Maryland · Michigan · Minnesota · New York · Pennsylvania · Texas · Utah · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Spring, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Spring, TX · BC capacity

start not retrieved → present
Bbva Wealth Solutions Inc.
Houston, TX · IA capacity

Oct 15, 2010 → Sep 16, 2011
Bbva Compass Investment Solutions, Inc
The Woodlands, TX · BC capacity

Jan 13, 2009 → Sep 16, 2011
St Johns Wealth Management
The Woodlands, TX · IA capacity

Apr 1, 2010 → Oct 15, 2010
Bbva Compass Investment Solutions, Inc.
The Woodlands, TX · IA capacity

Jan 13, 2009 → Mar 10, 2010
Lincoln Financial Distributors, Inc.
Spring, TX · IA capacity

Mar 19, 2008 → Jan 14, 2009
Lincoln Financial Distributors, Inc.
Radnor, PA · BC capacity

Mar 19, 2008 → Jan 14, 2009
Guaranty Brokerage Services, Inc.
Houston, TX · BC capacity

Oct 25, 2006 → Mar 3, 2008
Chase Investment Services Corp.
Dallas, TX · IA capacity

Jun 17, 2003 → Aug 20, 2003
Chase Investment Services Corp.
Chicago, IL · BC capacity

Jun 17, 2003 → Aug 20, 2003
American Express Financial Advisors, Inc.
The Woodlands, TX · IA capacity

Dec 18, 2000 → Jan 10, 2003
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Dec 7, 2000 → Jan 10, 2003
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Dec 7, 2000 → Jan 10, 2003

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4314198 ↗ FINRA BrokerCheck record for CRD 4314198 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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