Antoinette Lucas

CRD 4314461 · Charles Schwab & Co., Inc. · Charlottesville, VA

IA RegisteredBroker

Also appears in the source record as: Antoinette Marshall Lucas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 65Series 63Series 66
Registered states (1): Virginia
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4314461 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Charlottesville, VA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Charlottesville, VA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Charlottesville, VA · IA capacity

start not retrieved → present
Advice And Planning Services
Charlottesville, VA · IA capacity

Jun 19, 2018 → Sep 4, 2024
Tiaa-Cref Individual & Institutional Services, LLC
Charlottesville, VA · BC capacity

Jun 19, 2018 → Sep 4, 2024
Oneamerica Securities, Inc.
Charlottesville, VA · IA capacity

Apr 3, 2018 → May 15, 2018
Oneamerica Securities, Inc.
Charlottesville, VA · BC capacity

Apr 3, 2018 → May 15, 2018
Morgan Stanley
Harrisonburg, VA · BC capacity

Aug 10, 2015 → Apr 11, 2018
Morgan Stanley
Harrisonburg, VA · IA capacity

Jul 23, 2015 → Apr 11, 2018
Mutual Of Omaha Investor Services, Inc.
Harrisonburg, VA · IA capacity

Jan 3, 2015 → May 22, 2015
Mutual Of Omaha Investor Services, Inc.
Harrisonburg, VA · BC capacity

Jul 16, 2014 → May 22, 2015
Waddell & Reed, Inc.
Portsmouth, NH · IA capacity

Apr 25, 2001 → Jun 20, 2002
Waddell & Reed, Inc.
Overland Park, KS · BC capacity

Mar 21, 2001 → Jun 20, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4314461 ↗ FINRA BrokerCheck record for CRD 4314461 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.