Willie Sherman Satterthwaite

CRD 4316062 · Morgan Stanley · Melville, NY

IA RegisteredBroker

Also appears in the source record as: Satterthwaite Sherman Willie

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 24Series 4SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Melville, NY · IA capacity

Sep 5, 2023 → present
E*trade Capital Management, LLC
IA capacity

May 18, 2009 → Sep 5, 2023
E*trade Securities LLC
BD capacity

Mar 21, 2006 → Sep 5, 2023
Td Waterhouse Investor Services, Inc.
BD capacity

Feb 8, 2005 → Mar 27, 2006
Salomon Grey Financial Corporation
BD capacity

Mar 19, 2004 → Feb 15, 2005
S.W. Bach & Company
BD capacity

Feb 11, 2004 → Mar 16, 2004
Continental Broker-Dealer Corp.
BD capacity

Jan 31, 2001 → Jul 11, 2002

Source & corrections

Where this page comes from

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