Matias Valdes

CRD 4321002 · Morgan Stanley · Plantation, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 3
Registered states (20): California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Maryland · Massachusetts · Nevada · New Jersey · New Mexico · New York · North Carolina · Puerto Rico · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Plantation, FL · IA capacity

May 4, 2015 → present
Rbc Capital Markets, LLC
IA capacity

Nov 12, 2014 → May 29, 2015
Rbc Capital Markets, LLC
BD capacity

Jun 4, 2014 → May 29, 2015
Wachovia Securities, LLC
IA capacity

Jun 25, 2008 → Sep 8, 2008
Wachovia Securities, LLC
BD capacity

Jul 1, 2003 → Sep 8, 2008
Prudential Securities Incorporated
BD capacity

Jan 19, 2001 → Jul 1, 2003

Source & corrections

Where this page comes from

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.